Shanhaiguan is the fortified eastern end of the Great Wall of China, where the Great Wall meets the ocean. Per the terms of the 1901 Boxer Rebellion accord, the Imperial Japanese Army maintained a small garrison of around 200 men at Shanhaiguan. On the night of 1 January 1933, the Japanese garrison commander staged an "incident" by exploding a few hand grenades and firing a few shots. The Kwantung Army used this as an excuse to demand that the Chinese 626th Regiment of the Northeastern Army, guarding Shanhaiguan, evacuate the pass defences.

When the Chinese garrison refused, the Japanese 8th Division issued an ultimatum, and then attacked the pass with the support of 4 armored trains and 10 tanks. The Japanese attack was supported by close air support from bombers, and by shelling by warships of the Imperial Japanese Navy’s IJN 2nd Fleet with a dozen warships offshore. On January 3, Chinese regimental commander Shi Shian, unable to withstand this attack, was forced to evacuate from his positions after losing half of his force.